0001519418-12-000002.txt : 20120126
0001519418-12-000002.hdr.sgml : 20120126
20120126123520
ACCESSION NUMBER: 0001519418-12-000002
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120126
DATE AS OF CHANGE: 20120126
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DreamWorks Animation SKG, Inc.
CENTRAL INDEX KEY: 0001297401
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 680589190
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-80507
FILM NUMBER: 12546665
BUSINESS ADDRESS:
STREET 1: GRANDVIEW BUILDING
STREET 2: 1000 FLOWER STREET
CITY: GLENDALE
STATE: CA
ZIP: 91201
BUSINESS PHONE: (818) 695-5000
MAIL ADDRESS:
STREET 1: GRANDVIEW BUILDING
STREET 2: 1000 FLOWER STREET
CITY: GLENDALE
STATE: CA
ZIP: 91201
FORMER COMPANY:
FORMER CONFORMED NAME: DreamWorks Animation, Inc.
DATE OF NAME CHANGE: 20040715
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Kinetics LLC
CENTRAL INDEX KEY: 0001519418
IRS NUMBER: 450642972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
SC 13G
1
horizonthirteengdwatw.txt
HORIZONTHIRTEENGDWA
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
made on January 23, 2012
Under the Securities Exchange Act of 1934
Issuer-Dreamworks Animation SKG, Inc.
Securities Class-common
CUSIP Number-26153C103
Event Requiring Filing -December 31,2011
Filed pursuant to Rule 13d-1(b)
CUSIP Number 26153C103
Reporter- Horizon Kinetics LLC
Tax ID#45-0642972
Place of Organization-Delaware
Number of Shares-sole voting power-9,614,089
Sole dispositive power-9,614,089
Amount beneficially owned-9,614,089
Percent of Class represented by above-13.22%
Type of Reporting Person-HC
Name of Issuer-Dreamworks Animation SKG, Inc.
Address of Issuer-1000 Flower Street, Glendale, California 91201
Name of Person Filing-Horizon Kinetics LLC
Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016
Citizenship-Delaware
Securities Class-common stock
Filing re Section 240.13d-1(b) by investment
adviser under Section 240.13d-1(b)(1)(ii)(E).
Amount beneficially owned-9,614,089
Percent of class-13.22%
sole voting power-9,614,089
shared power to vote or direct the vote-0
sole power to dispose/direct the disposition-9,614,089
shared power to dispose/direct the disposition-0
Reporter-Horizon Asset Management, LLC
Tax ID #13-3776334
Place of Organization-Delaware
Number of Shares-sole voting power-4,911,168
sole dispositive power-4,911,168
amount beneficially owned-4,911,168
percent of class represented by above-6.75%
type of reporting person-IA
Name of Issuer-Dreamworks Animation SKG, Inc.
Address of Issuer-1000 Flower Street, Glendale, California 91201
Name of Person Filing-Horizon Asset Management, LLC
Address-470 Park Avenue South, 4th Floor South, NY, NY 10016
Citizenship-Delaware
Securities Class-common stock
Filing re Section 240.13d-1(b) by investment adviser under Section
240.13d-1(b)(1))ii) (E)
Amount beneficially owned-4,911,168
percent of class 6.75%
sole voting power-4,911,168
shared power to vote or direct the vote-0
sole power to dispose/direct the disposition-4,911,168
shared power to dispose/direct the dispostion-0
Reporter-Kinetics Asset Management, LLC
Tax ID #13-3878346
Place of Organization-Delaware
Number of Shares-sole voting power-4,381,292
sole dispositive power-4,381,292
amount beneficially owned-4,381,292
percent of class represented by above-6.03%
type of reporting person-IA
Name of Issuer-Dreamworks Animation SKG, Inc.
Address of Issuer-1000 Flower Street, Glendale, California 91201
Name of Person filing-Kinetics Asset Management, LLC
Address-470 Park Avenue South, 4th Floor South, NY, NY 10016
Citizenship-Delaware
Securities Class-common stock
Filing re Section 240.13d-1(b) by investment adviser under Section
240.13d-1(b)(1))ii) (E)
Amount beneficially owned-4,381,292
percent of class-6.03%
sole voting power-4,381,292
shared power to vote or direct the vote-0
sole power to dispose/direct the disposition-4,381,292
shared power to dispose/direct the disposition-0
Certification pursuant to Section 240.13d-1(b):
By signing below I certify that, to the
best of my knowledge and belief, the securities
referred to above
were not acquired and
are not held for the purpose of or with the effect of
changing or influencing the control of
the issuer of the securities and were not acquired
and are not held in connection with or
as a participant in any transaction
having that purpose or effect.
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the
information set forth in this statement is
true, complete and correct.
Date-January 23, 2012
Signature-Andrew M. Fishman
Title-Associate General Counsel
EXHIBIT A
This joint filing agreement dated January 23, 2012 is by and
among Horizon Kinetics LLC, KInetics Asset Management, LLC
and Horizon Asset Management, LLC
("the Filing Persons").
Each of the filing persons may be required to file with the
United States Securities and Exchange Commission a statement on
Schedule G with respect to the common stock of HHC beneficially
owned by them from time to time.
Pursuant to and in accordance with Rule 13(d)(1) (k) promulgated
under the Securities Exchange Act of 1934, as amended, the Filing
Persons hereby agree to file a single statement on Schedule G
and any amendments thereto on behalf of each such parties, and hereby
further agree to file this Joint Filing Agreement as an exhibit to
such statement, as required by such rule.
This joint filing agreement may be terminated by any of filers upon
one week's written notice or such lesser period of notice as the
Filing Persons many mutually agree.
Horizon Kinetics LLC, Kinetics Asset Management, LLC
and Horizon Asset Management,LLC
by Andrew M. Fishman, Associate General Counsel of each.
January 23, 2012